Proceeding new eu legislation _weee_ compliant recovery pr…
New EU Legislation (WEEE) Compliant Recovery Processes Roland Martin, Brigitte Simon-Hettich, Werner Becker
MERCK KGaA, Frankfurter Strasse 250, D-64293 Darmstadt, Germany
ABSTRACT
used for LCDs have a thickness of 0.4 to 1.1 mm.
Liquid Crystals are used as mixtures typically
Sustainability from synthesis to final disposal of
containing up to 25 single compounds, sometimes
products will become essential in future. Due to
even more. The mixtures are composed of chemi-
considerable annual LCD growth rates their waste
cally quite similar compounds some of which only
will increase, too. Although being not hazardous,
differ in their alkyl or alkoxy side chains by varying
new legislations in Europe (‘WEEE’ directive) and
numbers of carbon atoms (so-called homologous
Japan (‘Recycle Law’) require LCD reuse, recyc-
compounds). The quantity of LCs in LCDs now-
ling or recovery. Merck presents two economical and ecological recovery processes. In incinerators
Over 95% of the laptop computer, notebooks
and metallurgy processes LCDs substitute used
and monitors use a backlight unit some consisting
raw materials with recovery rates of almost 100%,
of gas discharge lamps still containing mercury.
an example for Product Stewardship and Respon-
Calculations (1) show that the content of LCs in
an LCD with areas ≥ 100 cm2 is ≤ 0,1 %, and in
relation to an LCD module or even to an electronic
INTRODUCTION
device fare below 0,1%. As an example a Laptop
with a 15-inch screen and a weight of 2.5 to 1,5 kg
Although most of the LCD applications, in parti-
cular notebook PC, LCD monitors and TV sets are
typically long-life products the disposal or recycling
LCD PANEL WEIGHT ESTIMATION FOR 2008
at their end of life needs to be considered under
new EU directives and an integrated product policy
In 2004 about 70 Mio LCD monitors (2) will be
(IPP). Hence, in total about 152.000 tons of LCD
sold, and their number is expected to increase to
panels for the 3 most weight-relevant applications
about 130 Mio in the year 2008, representing a
will be sold worldwide in the year 2008. Conse-
CAGR of about 17 % (comparison for CRT moni-
quently, several years later - depending on the
tors: 2004: 65 Mio; 2008: 12 Mio). Likewise note-
different life times - corresponding amounts of LCD
book PCs will increase from 45 Mio in 2004 to 78
waste need to be recycled or to be disposed of, but
Mio, in 2008 (CAGR = 15 %) and LCD TVs from 10
no economical and ecological recovery processes
Mio in 2004 to 56 Mio in 2008 (CAGR = 54 %). In
the same period CRT TVs will increase only mar-
ginally from 155 Mio in 2004 to 165 Mio - in 2008
but by no means be replaced completely by LCD
DEFINITIONS AND COMPONENTS OF LCDs
TVs, even not in the more distant future.
The average area diagonals of LCD monitors,
The definition of ‘LCD’ or ‘LCD panel’ describes
notebooks and LCD TVs and the corresponding
the sandwich composed of the two glass plates
weight of the LCD are contained in the table below,
with attached polymers (for example polarizers,
together with an estimation of the weight of LCDs
color filters, optical compensators and protective
worldwide in the year 2008. The definition of ‘LCD’
films) and the sealed liquid crystal mixture in
or ‘LCD panel’ is given in the next paragraph. A
between the two glass plates. This definition does
17-inch LCD with glass of 0.8 mm thickness
not include the backlight unit, the printed circuit
weights approximately 400 g at an area of appro-
board, the cables and the frame. These are part of
ximately 139 inch2. From these figures the areas of
15 inch (108 inch2) and 30 inch (385 inch2) LCDs
Polarizers are usually composed of polycarbo-
were calculated assuming an aspect ratio of 4:3 for
nate. Their thickness is typically about 200 nm.
15 inch and 17 inch for the notebook respective
The orientation layer consists of a polyimide, which
monitor LCDs and of 16:9 for the 30” TV-LCD.
is about 30 to 100 nm thick. The ITO–electrode is
also about 30 to 80 nm thick and the glass plates
followed the national regulations for animal welfare
Year 2008 Notebooks
as well as the worldwide acknowledged principles
monitors
of ‘Good laboratory practice’ (GLP).
The toxicological test methods carried-out at
Merck such as the determination of the acute oral toxicity, the assessment of effects on skin and eye
and of the bacterial mutagenicity are described in
detail in a corresponding brochure (1), as are
Since most of the environmental pollutants
enter the environment via wastewater, the aquatic
compartment is in the focus of eco-toxicological
testing. Aquatic organisms used for a first indica-
tion of environmental effects of chemicals are i.e.
fish, water flea, algae and bacteria. These are exposed to the test compounds dissolved in the
test medium and the results are expressed as
Fig. 1 LCD panel weight for 3 top applications
median lethal concentration (LC50) or median effect concentration (EC
An estimation for sold LCD weight panels in the
did not show any adverse effects on water flea
(daphnia), algae and bacteria up to the limit of
water solubility (4). Factors such as chemical stability, adsorption and
SAFETY OF LIQUID CRYSTALS (LCs)
biodegradability influence the concentration and
Merck and its Japanese competitors perform toxi-
fate of chemicals in the environment. Degradability
cological tests (3) with liquid crystals already in the
of LCs by bacteria was assessed in ready bio-
development stage as precautionary measures
degradability tests, which are stringent tests pro-
according to the principles of ‘Responsible Care’
viding limited opportunity for biodegradation.
and ‘Product Stewardship’. Toxicological testing is
Depending on the structure, LCs showed biodegra-
part of the product market introduction strategy for
Liquid crystals marketed have no acutely toxic
Toxicity is the capacity of a chemical to cause
or mutagenic properties and are therefore classi-
adverse effects, i.e. functional or structural chan-
fied as non-hazardous materials according to EU
ges, to a living organism. Toxicity is dependent on
the dose administered, as already Paracelsus
Furthermore, eco-toxicological investigations
(1493-1541) found: ‘All substances are poison,
revealed that LCs also are not harmful for aquatic
only the dose makes that a substance is not a
organisms. This is in agreement with the
poison’. Toxicological studies are designed to re-
statement of the German Federal Environmental
veal such hazardous properties and to provide
To find possible hazardous properties, acute
LEGISLATION AND CLASSIFICATION
toxicity studies, skin and eye irritation studies and
bacterial mutagenicity tests were performed with
many liquid crystals (1,3). Additionally, information
2002/96/EC on ‘Waste of Electrical and Electronic
on skin sensitization, long-term and aquatic toxicity
Equipment (WEEE)’ and 2002/95/EC on the
(4), biodegradability and bio-accumulation is avail-
‘Restriction of the Use of Hazardous Substances in
able for a few LCs. Data from these studies are
Electrical and Electronic Equipment (RoHS)’ on
used in human health and hazard evaluation,
27th January 2003. The member states have to
environmental risk assessment and serve as basis
implement the directive into national law by 13th
for classification and labelling of the substances.
August 2004 and establish a collection system
Merck has committed itself to perform toxi-
cological tests with liquid crystals already in the
development stage as precautionary measures
WEEE Directive
according to the principles of ‘Responsible Care’
The purpose of the WEEE directive is the pre-
and ‘Product Stewardship’. It is part of our sales
vention of electronic and electrical waste and in
policy that acutely toxic or mutagenic substances
addition, the reuse, recycling and other forms of
would not be introduced into the market (6). All
recovery of such waste so as to reduce the dis-
toxicological studies were preformed according to
recent international guidelines (OECD, EU) and
For the categories 3 and 4 (IT, telecommunication
and consumer equipment) the targets of 75% for
‘Recycling’ means the reprocessing in a pro-
recovery and 65% of component, material and
duction process of the waste materials for the ori-
substances reuse and recycling per appliance
ginal or for other purposes. But this excludes ener-
have to be achieved by 31st December 2006.
gy recovery, which means the use of combustible
With respect to LCDs WEEE requires that those of
waste as a means of generating energy through
a surface > 100 cm2 and all those back-lighted with
direct incineration with or without other waste but
gas discharge lamps have to be removed from
collected electrical and electronic waste.
‘Recovery’ means any of the applicable opera-
To fulfil the targets of the WEEE directive of
tions provided in Annex IIB of the Directive
75% for recovery and of 65% for reuse and recyc-
ling per appliance a recovery is required for LCDs
‘Disposal’ means any of the applicable opera-
(7). In the future, at least in Japan and Europe
tions provided in Annex IIA of the Directive
LCD monitors will have to be recovered or
75/442/EEC (the collection, sorting, transport and
treatment of waste as well as its storage and
RoHS Directive
In the future at least in Japan, Europe and may
The purpose of the RoHS directive is a restric-
be in China due to the legislation LCD monitors
tion of hazardous substances in electronic and
have to be reused, recovered or recycled. There-
electrical equipment in order to contribute to the
fore a ‘Recycling’ or ‘Recovery’ process is of high
protection of human health and the environment.
From 1st July 2006 on, new electrical and electro-
nic equipment put on the market may not contain lead, mercury, cadmium, hexavalent chromium, polybrominated biphenyls (PBB) or polybrominated diphenyl ethers (PBDE).
Liquid Crystals mixtures supplied by Merck do
not contain any of the substances mentioned in the RoHS directive in detectable amounts (5). European Waste Classification
The EU Directive 2000/532/EC of 3rd May 2000
established a harmonized list of waste with code numbers and a definition for hazardous waste with detailed criteria: one or more substances classified
as very toxic, carcinogenic or mutagenic at a total
concentration of ≥ 0,1 % and classified as terato-
Fig. 2 LCD
genic at a total concentration of ≥ 0,5%.
LCD with separated glass plates and plastic foils
Applying these criteria to LCDs proves that those
without the backlight are no hazardous waste
Reuse of LCD Modules
according to the EU Directive 2000/532/EC and
The reuse of LCD modules is possible as re-
can be classified in the European Waste Cata-
placement for out of order LCD modules and wide-
logue under the waste code number 16 02 16
ly used at least in Third World Countries. In future,
(components removed from discarded equipment
this will be only a marginal proportion due to the
other than hazardous components). This is in
rapid development of higher performance LCDs.
accordance with the directive of the Association of
the German Federal States for Recovery/ Recyc-
Evaluation of a Recycling Process for LCs
ling/ Disposal of used electronic devices with tech-
An evaluation of a ‘Recycling’ process for reuse
nical requirements and a classification for LCDs,
of the LCs in LCDs shows no economical benefit.
An LC Mixture typically contains up to 25 or
more components. Theoretically, reclaiming the LC
REUSE, RECYCLING & RECOVERY
mixtures from waste LCDs would yield a mixture
containing a huge variety of LCs from all LC pro-
Basic considerations
ducers. For reuse, LCs have to be extremely pure
To fulfil the targets of the WEEE directive of
(´electronic grade´). Therefore, this reclaimed mix-
75% for recovery and 65% for reuse and recycling
ture of in the worst case up to about 500 different
per appliance a recovery is required for LCDs. In
LCs would have to be separated into the single
future the ratio between LCD and LCD module or
components and be purified afterwards. The costs
Laptop PC will increase due to the reduced weight
for quantitative separation and purification are
higher than those for newly synthesized LCs, not
considering the complex patent situation. LCD Recovery Process: Incineration
At the high temperatures during the incineration
(see Figure 3) of aggressive and hazardous in-dustrial waste the wall of the incinerator will be corroded soon. Additives containing silica are widely used to generate a thin silica layer to pro-tect the wall. Many trials in practice have shown that LCDs can be used as a substitute for silica containing materials.
In addition, the plastic foils of the LCDs are
used during the incineration process to produce
heat energy. A calculation demonstrates that the Fig. 4 Metallurgy Process
energy of the plastic foils is sufficient to melt the
Due to the substitution of the raw material by
FINAL REMARKS
LCD glass and heat generation from the LCD plas-
tic foils this process is considered a ‘Recovery Pro-
Merck KGaA is a member of the Responsible Care
cess’ with a recovery rate of approximately 99%.
Initiative of the Chemical Industry in Europe and
feels responsible for its products and the environ-ment from the development until the final recycling, recovery or disposal. Therefore, apart from the intensive toxicological and eco-toxicological testing carried-out by Merck for numerous liquid crystals (1,3) and the self-commitment not to introduce acutely toxic or mutagenic substances into the market (5) Merck has engaged itself into this subject of LCD recycling resp. recovery. This is particularly remarkable since liquid crystals repre-sent only a minor quantity and cost share of the
Fig. 3 Incineration Process
LCD Recovery Process: Metallurgy Processes REFERENCES
Some metallurgy processes (see Figure 4) for
[1] Merck brochure ‘Toxicological and Ecotoxico-
the production or purification of metals with high
logical Investigations of Liquid Crystals’, Sept.
temperatures are using melting sand in order to
separate the noble metals from the base metals.
[2] Merck Internal Data Base ‘MIDAS’, status Q3,
To avoid the formation of metal oxides, reduction
2004 and The DisplaySearch Monitor, June to
agents - like carbon containing products - have to
[3] H. Takatsu et al. ‘Investigation Activity and
Many trials in practice have shown that the
Data on Safety of Liquid Crystal Materials’, Mol.
glass of LCDs can be used as a substitute for the
Cryst. and Liq.Cryst., Vol.364, pp.171-186
melting sand or Silica containing materials and the
plastic foil of the LCDs can be used as a substitute
[4] B. Simon-Hettich et al., ‘Ecotoxicological pro-
perties of LC compounds’, Journal of the SID,
[5] Merck KGaA Statement under www.merck.de /
considered a ‘Recovery Process’ with a recovery
liquid crystals & display materials / safety
[6] www.umweltbundesamt.de/uba-info-daten-
[7] R. Martin et al., ‘Safety of Liquid Crystals and
Recycling of Liquid Crystal Displays’, Procee-dings Displays and Vacuum Electronics, pp. 139-142, May 3-4 (2004)
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